The following information includes all information which is required to be disclosed in accordance with Rule 26 of the AIM Rules.
This information was last updated on 8 August 2017.
| Sunrise Resources plc Registered in England & Wales Company No. 05363956 |
|
|---|---|
| Country of Incorporation | England and Wales |
| Trading Platforms | AIM - London Stock Exchange NEX - Secondary Market |
| Trading Symbol | SRES |
| Sector |
General Mining |
| Main Activities | Sunrise Resources is a mineral exploration company, operating primarily in the United States of America. |
| Takeover Code | The Company is subject to the City Code on Takeovers and Mergers |
Directors Responsibilities and Corporate Governance
Articles of Association Adopted 29 January 2010
The Company's shares trade on AIM (London Stock Exchange). There are no restrictions on the transfer of any of the Company's AIM Securities.
The following Securities Information is extracted from the Company's Share Register.
| AS AT 8 AUGUST 2017 | |
|---|---|
| ISSUED SHARE CAPITAL | 1,804,015,667 |
| TREASURY SHARES | Nil |
| MAJOR SHAREHOLDERS | Holding | % |
| Barclayshare Nominees Limited | 170,536,498 | 9.45 |
|---|---|---|
| Tertiary Minerals plc | 136,454,787 | 7.56 |
| TD Direct Investing Nominees (Europe) Limited SMKTNOMS | 106,638,169 | 5.91 |
| HSDL Nominees Limited | 101,550,561 | 5.63 |
| Hargreaves Lansdown (Nominees) Limited 15942 | 97,404,022 | 5.40 |
| Hargreaves Lansdown (Nominees) Limited VRA | 94,422,463 | 5.23 |
| HSDL Nominees Limited MAXI | 93,816,439 | 5.20 |
| Share Nominees Ltd | 79,348,526 | 4.40 |
| Hargreaves Lansdown (Nominees) Limited HLNOM | 69,005,066 | 3.83 |
| Investor Nominees Limited WRAP | 64,544,043 | 3.58 |
| Investor Nominees Limited NOMINEE | 59,943,364 | 3.32 |
| TD Direct Investing Nominees (Europe) Limited SMKTISAS | 58,728,336 | 3.26 |
| Beaufort Nominees Limited SSLNOMS | 55,989,255 | 3.10 |
| DIRECTORS' SHAREHOLDINGS | ||
| Patrick Lyn Cheetham* | 79,741,326 | 4.42 |
| Roger Murphy | 23,491,621 | 1.30 |
| David Swan | 12,862,863 | 0.71 |
| * includes 5,500,000 held by K E Cheetham | ||
| Percentage of shares not in public hands (excludes shares held by registered nominee shareholders, who so far as the Company is aware, do not have a beneficial interest in the shares) | 6.44 | |
| NOTIFIED HOLDINGS | ||
| In addition to the Directors' holdings, the Company has been notified of the following interests in shares (some of which will be part of the nominee holdings listed above under Major Shareholders): | ||
| Tertiary Minerals plc (Last notified 29 June 2017 based on issued share capital of 1,804,015,667 - 7.56%.) |
136,454,787 | 7.56 |
| Charles Hall (Last notified on 26 May 2016 based on issued share capital of 1,116,204,430 - 4.08%. Assuming no additions or disposals the percentage when re-indexed to 1,804,015,667 Ordinary Shares in issue is 2.52%.) |
45,500,000 | 2.52 |
| WARRANTS |
|---|
| As at the date shown the Company has Warrants and Options outstanding of 277,375,000 with prices varying from 0.135 pence to 0.850 pence. |
| UK City Code on Takeovers and Mergers |
| As an AIM traded UK registered company, Sunrise Resources plc is subject to the UK City Code on Takeovers and Mergers. |